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Auditing Fundamentals

❔ Quizzes

Overview of Security Auditing

Question Answer
How does security auditing contribute to continuous improvement in an organization’s security posture? By regularly reviewing and updating security policies
What is the primary objective of a security audit? To ensure compliance with regulatory requirements and internal policies

Essential Terminology

Question Answer
What does the term "risk assessment" involve in security auditing? Identifying and analyzing potential risks to an organization's assets and their impact
What is meant by "audit trail" in the context of security auditing? A detailed log of all user activities and system events for review and analysis

Security Auditing Process/Lifecycle

Question Answer
In the security auditing process, which phase involves the development of a detailed plan that outlines the scope, objectives, and methodologies for the audit? Planning and Preparation
Performing technical tests and assessments to evaluate the effectiveness of security controls falls under the "Audit Execution" phase. True
Under which phase of the Security Auditing process would you check and verify adherence to regulations and standards? Audit Execution

Types of Security Audits

Question Answer
Which of the following types of audits is focused on analyzing the configurations and settings of an organization's security infrastructure, including firewalls, intrusion detection systems, and network devices? Technical Audit
In a recent security audit of AcmeCorp’s newly developed web application, the audit team performed in-depth code reviews, tested for common security vulnerabilities like SQL injection and cross-site scripting (XSS), and evaluated the application’s handling of sensitive data. What type of audit did the team conduct? Application Audit

Security Auditing & Penetration Testing

Question Answer
In a combined approach to security auditing and penetration testing, how do the two assessments typically interact? The security audit is performed first to assess compliance and identify areas for improvement, followed by a penetration test to validate the effectiveness of security controls.
A sequential approach helps identify and remediate policy and control gaps before testing for specific vulnerabilities, providing a more accurate assessment of the overall security posture. True
A security audit is a continuous process, whereas a penetration test is a one-time assessment with no follow-up. False
GlobalTech Ltd. recently completed a thorough evaluation of their network security controls, including firewall configurations, intrusion detection systems, and patch management practices. The evaluation was conducted to ensure that their technical security measures were correctly implemented and aligned with industry best practices, but it did not involve any attempts to breach the network. What type of assessment did GlobalTech Ltd. conduct? Technical Audit

Governance, Risk & Compliance (GRC)

Common Standards, Frameworks & Guidelines

Phase 1 - Develop a Security Policy